Broker Check
David  Jones

David Jones

Chief Compliance Officer

David Jones has accumulated over thirty-two years' experience in the legal, investment and financial services industries.

Mr. Jones is co-founder and Managing Member of Drake Compliance, LLC, a regulatory compliance consulting firm providing compliance
solutions to mutual funds and investment advisers. He was also the founder and controlling shareholder of David Jones & Assoc., a law
firm specializing in the laws relating to registered investment companies and investment advisers.

Mr. Jones has obtained hands-on experience in almost all areas of mutual fund and investment advisory operations, and currently
provides consulting advice and expertise to a wide variety of diverse clients.